Alan J. Besnoff CFP, ChFC, CLU

Over 30 years experience with securities, investments, and insurance at the financial advisor, supervisory, and managing principal level. Conducted over 1,000 presentations, classes, and workshops on securities, investments and financial planning for a variety of audiences, including financial professionals, university students, and consumers. Articulate and persuasive presenter and speaker with a thorough understanding of FINRA and SEC regulations. Dedicated and knowledgeable of the financial services industry, with three prestigious, nationally recognized certifications.


Areas of Expertise


Suitability
Churning
Failure to Supervise
Breach of Fiduciary Duty
Inappropriate Asset Allocation
Unauthorized Trading
Over Concentration
Misrepresentation
Financial Planning
Mutual Funds
Annuities
Life Insurance
Long Term Care Insurance
Disability Insurance
529 Plans
Retirement Plans

Services


Case review and assessment
Analyze opposition expert reports
Damage calculations
Discovery review and recommendations
Written opinion
Expert testimony